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Showing 42 to 51 of 12019 search results for register with us for temporary permission.

  1. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service

    Consultation papers Published: 20/08/2018 Last modified: 31/08/2018
    This paper sets out our proposals for recovering the costs of regulating claims management companies (CMCs) when applications open for temporary permissions on 1 January 2019.
  2. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.
  3. Consumer investments data review April 2020 - March 2021

    Data Published: 15/09/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.
  4. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide

    Policy statements Published: 19/05/2022 Last modified: 10/11/2023
    We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.
  5. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.
  6. Temporary permissions regime

    Firms Focus areas Published: 23/07/2018 Last modified: 29/01/2024
    The TPR were designed to allow relevant EEA firms and funds who were previously using the passporting regime to transition to the UK full regulatory regime.
  7. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  8. PolaxGroup

    Warnings Published: 04/08/2023 Last modified: 19/04/2024
    PolaxGroup is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. INCOTRUSTCAPITAL

    Warnings Published: 19/04/2024 Last modified: 19/04/2024
    INCOTRUSTCAPITAL is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Firms and investment funds that were eligible to notify us to use the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 02/01/2024
    We explain which types of firms and investment funds were eligible to notify us of their intention to use the temporary permissions regime and temporary marketing permissions regime.