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Showing 71 to 80 of 3156 search results for register on Connect.

  1. UK EMIR library

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    To help firms understand their requirements, explore our links to useful information on EU EMIR legislation and UK EMIR legislation.
  2. Crowdfunding and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 14/05/2019
    Some types of crowdfunding need our authorisation and others don’t. Find out the differences here.
  3. List of financial activities we regulate

    New firm authorisation Published: 09/08/2017 Last modified: 11/02/2019
    Firms require FCA permission to carry out specified regulated activities. Browse our non-exhaustive list of consumer credit activities and other FCA regulated activities.
  4. Credit brokers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
    Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.
  5. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 12/01/2021
    Senior Managers and Certification regime
  6. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 06/08/2020
    Money laundering regulations give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.
  7. Waivers and modifications

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/07/2020
    Firms can apply for waivers and modifications to vary Handbook rules and alter their compliance obligations.
  8. Insurance sellers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 04/12/2018
    Here we list some typical misconceptions about the way we authorise insurance sellers. Then we give you the facts.
  9. Apply for a capital requirements permission

    Tasks for regulated firms Published: 12/05/2015 Last modified: 04/01/2021
    Find out why and how to apply for permissions under the UK Capital Requirements Regulation (CRR).
  10. Sensitive business names

    Tasks for regulated firms Published: 14/09/2015 Last modified: 06/11/2019
    FCA sensitive business names