Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1 to 11 of 13655 search results for register for checking the details.

  1. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  2. Using the Financial Services Register

    Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
    Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.
  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  4. Obtaining a data extract from the Financial Services Register

    Published: 14/05/2016 Last modified: 29/11/2023
    How you can order an extract of data from the Financial Services (FS) Register.
  5. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our
  6. User guide: submitting multiple entries to the Directory [pdf]

    Documents Published: 06/09/2019 Last modified: 02/10/2020
    To help firms submit data to the Directory, a new public register for checking details of key people working in financial services as part of SM&CR.
  7. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
    EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.
  8. How to claim compensation if a firm fails

    Consumers Complaints Published: 18/04/2016 Last modified: 03/05/2023
    If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back.
  9. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
  10. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the