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Showing 71 to 80 of 3142 search results for register for Gabriel.

  1. Product sales data: policy and business FAQs

    Registers and systems Published: 06/05/2016 Last modified: 12/05/2016
    Read our policy and business FAQs to help your product sales data submission.
  2. Payment Institutions

    Firms Electronic money and payment institutions Last modified: 29/10/2020
    Authorisation for payment institutions are applied under the Revised Payment Services Directive (PSD2). Read more and learn how to submit your application.
  3. Sole advisers

    Sole advisers Last modified: 24/03/2020
    Sole advisers
  4. MLA C: capital adequacy FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2016
    MLA C: capital adequacy FAQs. First published:. 13/05/2016. Last updated: 13/05/2016. MLA C: capital adequacy FAQs. Q:Can you clarify 'latest financial year ending'date in section C5? A:The firm asking the question noted: in this section, at C5.2
  5. RMA-F Threshold conditions: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 08/06/2016
    RMA-F Threshold conditions: FAQs. First published:. 13/05/2016. Last updated: 08/06/2016. RMA-F Threshold conditions: FAQs. Q:Has there been a notifiable change to the firm's close links? A:You should answer this question as appropriate for your
  6. RMA-G Training and competence: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 30/12/2016
    Q: Should I register a ‘Yes’ or ‘No’ answer in all the cells related to types of advice provided for mortgage and/or second (and subsequent) change mortgages? ... Q: Should I register a ‘Yes’ or ‘No’ answer in all the cells related to
  7. General Insurers and Insurance Intermediaries

    Firms General insurers and insurance intermediaries Last modified: 09/10/2020
    The FCA regulates general insurance intermediaries to create accountability for individual insurers. Learn about insurance industry regulations under the FCA.
  8. Life insurers and pension providers

    Life insurers and pension providers Last modified: 07/10/2020
    Life insurers and pension providers
  9. Application form

    Last modified: 16/10/2020
    Application form. First published: 15/12/2016 Last updated: 16/10/2020. Share page. We haveset up the Advice Unit to provide regulatory feedback to firms developing automated advice models that have the potential to deliver lower cost financial
  10. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014.