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Showing 11 to 20 of 4783 search results for register business managers.

  1. Wholesale markets firm applicants

    Firm authorisation Published: 05/07/2023 Last modified: 08/11/2023
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

  2. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  3. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

  4. Claims management companies

    Claims management companies Last modified: 13/03/2023
    On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.

  5. Sensitive business names

    Tasks for firms Published: 13/09/2015 Last modified: 08/09/2023
    See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name.

  6. Benchmarks supervision

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information.

  7. Green FinTech Challenge 2018

    Events Published: 06/09/2021 Last modified: 06/09/2021
    Green FinTech Challenge 2018

  8. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  9. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  10. Firm notification form (SUP 15)

    Last modified: 02/04/2024
    Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future.