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Showing 1 to 11 of 143 search results for public register for checking the details.

  1. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  2. Using the Financial Services Register

    Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
    Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.
  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  4. Obtaining a data extract from the Financial Services Register

    Published: 14/05/2016 Last modified: 29/11/2023
    How you can order an extract of data from the Financial Services (FS) Register.
  5. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our
  6. User guide: submitting multiple entries to the Directory [pdf]

    Documents Published: 06/09/2019 Last modified: 02/10/2020
    To help firms submit data to the Directory, a new public register for checking details of key people working in financial services as part of SM&CR.
  7. Privacy notice

    Last modified: 22/02/2023
    The FCA's privacy notice explains how and why it uses your personal data.
  8. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 29/02/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.
  9. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
  10. FCA warns public of investment scams as over £197 million reported losses in 2018

    Press Releases Published: 06/02/2019 Last modified: 06/02/2019
    Victims lost on average over £29,000 to investment scams in 2018 The most common scams reported involved investments in shares and bonds, forex and cryptocurrencies 54% of those who checked the FCA Warning List were contacted via online sources, up