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Showing 31 to 40 of 15354 search results for provided for in the register.

31. Notification and disclosure of net short positions

    Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

32. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

33. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

34. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

35. RMA-G Training and competence: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-G Training and competence: FAQs

36. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

37. Latest news and FAQs for CF Arch cru investors

    News stories Published: 17/12/2012 Last modified: 19/11/2021
    Investors in the CF Arch cru funds can get their adviser to review the way the investment was sold, to see if they are entitled to compensation

38. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

39. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Please note that controllers and persons responsible for payment services/e-money are not on the FS Register. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..

40. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.