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Showing 82 to 91 of 1081 search results for ppi.

  1. Our Annual Report and Accounts 2016/17

    Corporate documents Annual reports Published: 05/07/2017 Last modified: 20/10/2017
    Our Annual Report and Accounts shows how our work over the last year has met our objectives and delivered against the key priorities we set out in our Business Plan 2016/17.
  2. Regulation round-up September 2013

    Newsletters Published: 02/10/2013 Last modified: 28/10/2013
    Information for all firms Positive Compliance - New dates added We have added further dates to our Positive Compliance seminars. The current programme explores specifically our expectations and common failings in the areas of Pension Switching and Income Drawdown and include interactive case studies. These sessions are an excellent opportunity to...
  3. PPI campaign response update - August 2017 - August 2019 [pdf]

    PPI Published: 10/09/2019
  4. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.
  5. Whistleblowing

    Tasks for regulated firms Published: 09/05/2016 Last modified: 06/01/2020
    Whistleblowing - report wrongdoing confidentially
  6. Capital requirements reporting

    Tasks for regulated firms Published: 04/08/2015 Last modified: 25/05/2016
    Once your firm has been authorised by us, we send a reporting schedule setting out how you report and record information about your firm and its activities.
  7. Client asset reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 19/11/2019
    All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report.
  8. Reporting complaints

    Tasks for regulated firms Published: 06/08/2015 Last modified: 04/11/2016
    The Dispute Resolution (DISP) rules require firms to send us reports on volumes of complaints.
  9. Total number of complaints continues to fall

    Press Releases Published: 06/10/2016 Last modified: 06/10/2016
    Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by the Financial Conduct Authority. The total number of complaints was 2.05 million.
  10. Regulation round-up February 2017

    Newsletters Published: 16/02/2017 Last modified: 16/02/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.