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Showing 191 to 200 of 439 search results for pensions guidance levy.

  1. Graphene investment scams

    ScamSmart Last modified: 07/06/2022
    Find out more about graphene investment schemes. Learn how to avoid graphene investment scams and what to do if you are scammed.
  2. About the FCA Warning List

    ScamSmart Last modified: 07/06/2022
    Avoid investment and pension scams with our Warning List tool. Find out more here about how it works and how it can help you.
  3. FCA publishes rules on retirement risk warnings

    Press Releases Published: 27/02/2015 Last modified: 27/02/2015
    The information will support the guidance by the Government’s Pension Wise service. ... investment scams. Firms will need to keep records to show that consumers have received relevant warnings and whether they have taken regulated advice or guidance
  4. FCA publishes update to pension redress methodology

    Press Releases Published: 10/03/2017 Last modified: 10/03/2017
    The Financial Conduct Authority (FCA) has today announced proposals for updating the methodology used to calculate the redress owed to consumers who were given unsuitable advice to transfer out of a defined benefit (DB) pension scheme.
  5. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    The seven themes are: pensions, financial crime and anti-money laundering, wholesale financial markets, advice, innovation and technology, firms’ culture and governance, and the treatment of existing customers.
  6. Examination standards

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/09/2020
    Our training and competence regime includes a list of appropriate qualifications for firm activities and services. The content and level of these qualifications is prescribed through appropriate examination standards.
  7. Unregulated investment scams

    ScamSmart Last modified: 07/06/2022
    Find out how scams involving unregulated investment products work, how to avoid them and what to do if you are scammed.
  8. FCA outlines rules for secondary annuity market

    Press Releases Published: 21/04/2016 Last modified: 27/04/2016
    The rules and guidance aim to balance the need to support this new market with protecting consumers. ... seek regulated financial advice or guidance from Pension Wise.Firms will also be required to recommend that sellers shop around.
  9. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 
  10. What to ask an adviser

    Consumers Published: 18/04/2016 Last modified: 13/06/2022
    A financial adviser can help you make important decisions about your finances, but the more prepared you are before your first meeting, the more you will benefit. Here are some questions to ask.