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Showing 82 to 91 of 156 search results for pension holdings to defined contribution pensions.

  1. CP15/7: Proposed changes to our pension transfer rules

    Consultation papers Published: 04/03/2015 Last modified: 04/03/2015
    CP15/7: Proposed changes to our pension transfer rules. Consultation papers First published:. ... The FCA already regulates advice on transfers to personal pensions. The new regime will bring advice on transfers from defined benefit (DB) schemes to
  2. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    Clive Adamson, director of supervision at the FCA said:. ”Transferring from a defined benefit scheme to a defined contribution scheme is an important decision for consumers. ... ETVs may be offered by employers to incentivise members to transfer out of
  3. FCA acts to protect consumers’ pension pots

    Press Releases Published: 28/06/2018 Last modified: 28/06/2018
    The Financial Conduct Authority (FCA) has today launched a consultation on a package of measures designed to protect consumers, improve engagement and promote competition in the retirement income market. 
  4. Retirement income market study

    Market studies Published: 26/03/2015 Last modified: 17/08/2021
    In March 2015, we published the final findings of our retirement income market study and our proposed remedies.
  5. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases Published: 04/05/2021 Last modified: 04/05/2021
    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes
  6. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.
  7. Product sales data: Self-invested personal pensions (SIPPs) FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/05/2021
    Product sales data: Self-invested personal pensions (SIPPs) FAQs
  8. Banks, building societies and credit unions

    Firms Banks building societies and credit unions Last modified: 23/09/2021
    Banks, building societies and credit unions landing page
  9. Advice Unit: Firms accepted for feedback

    Firms Published: 02/03/2018 Last modified: 21/09/2021
    The Advice Unit is currently working with 40 firms which have been accepted for regulatory feedback. We have also provided feedback to 5 firms which have now launched their automated advice or guidance models. Acceptance into the Advice Unit does
  10. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB