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Showing 1 to 10 of 7647 search results for our Register.

  1. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 18/02/2020
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  2. Firms

    Firms Last modified: 05/02/2020
    Tasks for regulated firms and authorisation information for new firms
  3. Consumer Credit Register

    Registers and systems Published: 15/05/2016 Last modified: 11/11/2019
    The Consumer Credit Register is a public record of firms that perform consumer credit activities. Search the register here.
  4. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  5. Finding an adviser

    Consumers Published: 18/04/2016 Last modified: 26/03/2018
    It can be tricky to know how to find a financial adviser, especially if you want to use one for the first time. See our tips to get you started.
  6. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 17/02/2020
    Find out how your firm can register on Connect.
  7. Directory Persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 10/02/2020
    The directory is the new public register for checking the details of key people working in financial services. From 9 September 2019 firms are required to submit their data.
  8. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/01/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  9. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  10. Request information on a mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/08/2019
    How to get information about a mutual society, including addresses, annual returns, rules and mergers.