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Showing 1 to 10 of 7291 search results for our Register.

  1. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 11/09/2019
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  2. Finding an adviser

    Consumers Published: 18/04/2016 Last modified: 26/03/2018
    It can be tricky to know how to find a financial adviser, especially if you want to use one for the first time. See our tips to get you started.
  3. Consumer Credit Register

    Registers and systems Published: 15/05/2016 Last modified: 30/10/2018
    The Consumer Credit Register is a public record of firms that perform consumer credit activities. Search the register here.
  4. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  5. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  6. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/08/2019
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  7. Firms

    Firms Last modified: 31/07/2019
    See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.
  8. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/08/2019
    Find out how your firm can register on Connect.
  9. Williams Carter & Associates LLC

    Warnings Published: 18/09/2019 Last modified: 18/09/2019
    Williams Carter & Associates LLC is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  10. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 11/02/2019
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.