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Showing 81 to 90 of 103 search results for our proposals in Primary Market Bulletin.

  1. FCA proposes an end to opt-out selling of insurance add-ons

    Press Releases Published: 25/03/2015 Last modified: 25/03/2015
    The Financial Conduct Authority today announced plans to ban opt-out selling in financial services markets. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.
  2. 2017 Disclosure Log

    Last modified: 07/08/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 
  3. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.
  4. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ
  5. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to
  6. CP14/29: Guaranteed Asset Protection insurance: a competition remedy

    Consultation papers Published: 12/12/2014 Last modified: 15/01/2015
    In July 2014, we confirmed our findings from the general insurance add-ons market study that competition is not effective where products are sold as an add-on and that markets ... You can find out more about our market study by following the link below.
  7. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 23/07/2020
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the
  8. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the
  9. CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Consultation papers Published: 20/03/2015 Last modified: 03/08/2015
    We are consulting to obtain feedback from investors, issuers and market participants on our proposals for implementing the TDAD, our proposals on other TD modifications made by the TDAD which may ... We want to know what you think of our proposals.
  10. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.