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Showing 61 to 70 of 114 search results for our proposals in Primary Market Bulletin.

  1. Net short positions reporting and preparing for Brexit

    Short selling Published: 28/10/2020 Last modified: 31/12/2020
    If you’re a firm that reports net short positions and crosses certain thresholds, find out what you need to do during and after the transition period.

  2. Notification and disclosure of net short positions

    Markets Short selling Published: 12/05/2016 Last modified: 01/02/2021
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 

  3. Summary of temporary reliefs for companies reporting published financial information

    Markets Published: 27/01/2021 Last modified: 27/01/2021
    A summary of temporary reliefs for companies reporting published financial information.

  4. Coronavirus (Covid-19): support for consumers

    Consumers Last modified: 30/06/2020
    Read our advice on mortgages, insurance, personal loans and overdrafts, and stay aware of any possible impact coronavirus could have on your money.

  5. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 23/05/2016 Last modified: 04/01/2021
    This regime for commodity derivatives aims to prevent market abuse and support orderly pricing and settlement conditions by improving transparency and oversight of financial markets.

  6. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and

  7. Key requirements of firms

    Firms Published: 01/10/2020 Last modified: 31/12/2020
    Firms should have taken steps to prioritise these key requirements and be in full compliance now that the transition period has ended.

  8. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.

  9. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 26/08/2020
    Read about the FCA's work on preparing for coronavirus (covid-19), with information for all firm types.

  10. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer protection objective in a primary markets context? ... latter. Finally, we were also reminded of the need to be careful not to
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