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Showing 51 to 60 of 114 search results for our proposals in Primary Market Bulletin.

  1. Market Abuse Regulation

    Markets Market abuse Published: 04/05/2016 Last modified: 06/01/2021
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.
  2. Primary Market Bulletin Issue 16 [pdf]

    Newsletters Published: 30/06/2016 Last modified: 30/06/2016
    As in PMB No 15, we discuss the new Market Abuse Regulation (MAR) which will apply from 3 July 2016. The last bulletin was a special issue devoted to explaining how the new notifications established by MAR would work in practice. This edition
  3. FSA - Primary Market Bulletin No.4 [pdf]

    Newsletters Published: 11/12/2012 Last modified: 03/08/2016
    In this edition, we return to the UKLA Knowledge Base consultation we launched in Primary Market Bulletin (PMB) No. 2. As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners
  4. Market making exemptions and preparing for Brexit

    Short selling Published: 28/10/2020 Last modified: 31/12/2020
    If you’re a firm that intends to use market making exemptions from January 2021, you need to notify us before the end of the transition period.
  5. FG13/9 - Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 23/12/2016
    FG13/9 - Primary Market Bulletin No. 7. Newsletters First published:. 08/10/2013. ... In Primary Market Bulletin No.5(February 2013), we presented 11 Notes for consultation.
  6. GC13/6 Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 03/09/2016
    Listing Rules. Prospectus Rules. Disclosure and Transparency Rules. The full guidance: GC13/6 Primary Market Bulletin No. ... We published Primary Market Bulletin (PMB) No. 7 to explain how the statutory changes impact the UKLA.
  7. Listing Authority Advisory Panel

    About us What we do Published: 21/04/2016 Last modified: 29/01/2021
    This non-statutory panel advises the FCA on policy issues that affect issuers of securities, and on policy and regulation proposals from the FCA listings function.
  8. Primary Market Bulletin Issue No. 30

    Newsletters Published: 19/08/2020 Last modified: 21/08/2020
    In this special edition, we publish general news and information, including changes to our Knowledge Base.
  9. Business interruption insurance

    Firms Published: 13/05/2020 Last modified: 03/03/2021
    Find out how we are seeking legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis.
  10. Global Financial Innovation Network (GFIN)

    Tasks for regulated firms Focus areas Published: 31/01/2019 Last modified: 25/01/2021
    The GFIN is a network of international organisations committed to supporting financial innovation in the interests of consumers.