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Showing 1 to 10 of 6809 search results for only need to register.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Safe custody services and money laundering

   Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
   Find out more about what businesses that rent safety deposit boxes need to do.

6. Cryptoassets: AML / CTF regime - Registering with the FCA

   Published: 22/03/2023 Last modified: 31/01/2024
   You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

7. REP025 data item: FAQs

   Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
   Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

8. Money laundering registration

   Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
   Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.

9. FCA Connect

   Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
   FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

10. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.