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Become an appointed representative
Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm. -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Apply to become a debt firm
Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration. -
Considering a defined benefit pension transfer
Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Electronic Communications Exclusion (ECE)
Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you. -
Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Credit brokers and authorisation
Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.