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Showing 91 to 100 of 16222 search results for need to register.

91. ScamSmart - Avoid investment and pension scams

    Last modified: 09/08/2023
    ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams.

92. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

93. Claims management companies

    Claims management companies Last modified: 13/03/2023
    On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.

94. How to complain

    Consumers Complaints Published: 17/04/2016 Last modified: 20/03/2024
    If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service.

95. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

96. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

97. Small payment institution (small PI)

    Last modified: 14/09/2018
    Financial Services Register to reflect that these businesses will no longer be registered. ... No. 1. You do not need to apply to re-register. If you do not apply for re-registration before 13 October 2018 this will automatically mean that you are unable

98. Registered account information service provider (RAISP) applicants

    Tasks for firms Published: 11/10/2017 Last modified: 04/04/2024
    Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

99. Freedom of Information

    Last modified: 22/11/2022
    Find out how to make a Freedom of Information Act (FOIA) request and view information the FCA has already released under FOIA and think is of public interest.

100. Waivers and modifications

     Tasks for regulated firms Published: 07/05/2015 Last modified: 08/12/2022
     Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.