Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 3667 search results for need to register.

  1. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 06/08/2020
    Money laundering regulations give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.
  2. Notify a change in qualifying holdings

    Electronic money and payment institutions Tasks for regulated firms Published: 05/05/2015 Last modified: 20/10/2020
    This page is only for regulated payment institutions (PIs) which have not been re-authorised or re-registered under PSD2.
  3. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 17/02/2020
    Find out how your firm can register on Connect.
  4. Registration

    Registers and systems Published: 09/05/2016 Last modified: 14/12/2020
    Explainer video. How to register for Gabriel.
  5. FCA reminds firms to regularly review regulatory permissions

    Statements Published: 18/01/2021 Last modified: 18/01/2021
    We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed.
  6. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/01/2021
    Benchmarks are used in a wide range of markets to help set prices, measure performance, or work out amounts payable under financial contracts – this makes them integral to our strategic objective of ensuring that markets function well.
  7. Need Loan Now

    Warnings Published: 08/06/2015 Last modified: 29/07/2015
    We believe this firm has been carrying out consumer credit activities in the UK without our permission or authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  8. Annual returns and accounts: mutual societies

    Tasks for regulated firms Published: 11/05/2015 Last modified: 28/10/2020
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.
  9. National private placement regime (NPPR)

    Investment managers Published: 27/05/2016 Last modified: 31/12/2020
    The NPPR allows some Alternative Investment Fund Managers (AIFMs) to market certain categories of Alternative Investment Funds (AIFs) in the UK in accordance with the UK AIFM Regulations.
  10. Coronavirus (Covid-19)

    Last modified: 25/02/2021
    Information for firms and consumers on the Coronavirus (Covid-19)