Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 31 to 40 of 171 search results for necessary changes to ensure compliance with PSD2.

  1. TR14/1 – Transition Management Review

    Thematic reviews Published: 10/02/2014 Last modified: 10/02/2014
    Regulatory obligations are clear – our existing rules and guidance (particularly SYSC 10 and COBS 2 and 11) set a high standard and no changes are necessary. ... to work with customers to ensure communication requirements are understood. We will follow
  2. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    There is no one better to effect change in your own organisations than yourselves. ... We will also continue our work to ensure that firms’ ongoing complaint-handling processes generally deliver fair redress and that any poorly handled complaints are
  3. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.
  5. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.
  6. Non-financial counterparties subject to EMIR: 2014 review

    Markets policy Published: 26/07/2016 Last modified: 11/01/2023
    The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR).
  7. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.
  8. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.
  9. General insurance pricing attestation multi-firm review

    Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
    Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).
  10. Privacy notice

    Last modified: 22/02/2023
    The FCA's privacy notice explains how and why it uses your personal data.