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Showing 11 to 20 of 171 search results for necessary changes to ensure compliance with PSD2.

  1. Heads of compliance and MLROs

    Firms Published: 28/01/2022 Last modified: 08/12/2022
    Make sure you understand our expectations if your firm is applying to us to approve individuals to these positions.

  2. CP18/6: Quarterly Consultation Paper No 20

    Consultation papers Published: 02/03/2018 Last modified: 30/08/2018
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  3. PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Policies

    Statements Published: 29/02/2016 Last modified: 29/02/2016
    PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Policies. ... The PRA and FCA are considering whether any rule changes are required to implement the guidelines and, if necessary, will consult in due course.

  4. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

  5. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Trust is essential in any society and necessary to ensure markets function well and efficiently. ... Market participants should therefore take all necessary steps to understand their obligations under MAR and ensure that they conduct themselves

  6. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  7. Annual controllers reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this.

  8. The role of investment managers in the post Covid-19 recovery

    Speeches Published: 08/07/2020 Last modified: 08/07/2020
    Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

  9. Onshoring and the Temporary Transitional Power

    Firms Published: 30/09/2020 Last modified: 27/01/2023
    Our use of the Temporary Transitional Power (TTP) has ended. We explain how we used it and where it still applies to firms.

  10. TR14/1 – Transition Management Review

    Thematic reviews Published: 10/02/2014 Last modified: 10/02/2014
    Regulatory obligations are clear – our existing rules and guidance (particularly SYSC 10 and COBS 2 and 11) set a high standard and no changes are necessary. ... to work with customers to ensure communication requirements are understood. We will follow