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Showing 1 to 10 of 15430 search results for must register.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. FCA becomes AML and CTF supervisor of UK cryptoasset activities

   News stories Published: 10/01/2020 Last modified: 10/01/2020
   FCA becomes AML and CTF supervisor of UK cryptoasset activities

6. Cryptoassets: AML / CTF regime - Registering with the FCA

   Published: 22/03/2023 Last modified: 31/01/2024
   You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

7. Types of mutual society

   Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
   Find out about co-operative and community benefit societies, credit unions, building societies and friendly societies. Check if your society should be registered, needs authorisation and fees to pay.

8. FIRSTBOOMMARKET

   Warnings Published: 22/04/2024 Last modified: 22/04/2024
   FIRSTBOOMMARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9. KINGSTRADE

   Warnings Published: 23/04/2024 Last modified: 23/04/2024
   KINGSTRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

10. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.