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Showing 1 to 10 of 2404 search results for must register.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 27/07/2020
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals working in financial services.
  2. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  3. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 01/07/2020
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (MLRs).
  4. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  5. FCA becomes AML and CTF supervisor of UK cryptoasset activities

    News stories Published: 10/01/2020 Last modified: 10/01/2020
    FCA becomes AML and CTF supervisor of UK cryptoasset activities
  6. Mortgage advice

    Know your rights Published: 04/04/2016 Last modified: 02/04/2020
    When you apply for a mortgage, you might speak to a mortgage adviser, or you might research your own deal. Find out what each approach means for you.
  7. Registered societies: an introduction

    Tasks for regulated firms Published: 12/05/2015 Last modified: 02/10/2019
    Registered societies (co-operative societies, community benefit societies, and former industrial and provident societies), how to register, reporting requirements and how to change a society’s rules and details.
  8. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 30/01/2020
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.
  9. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 05/08/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  10. Apply to become a small payment institution (SPI) or a small EMI

    New firm authorisation Electronic money and payment institutions Published: 12/05/2015 Last modified: 29/07/2020
    Find out how to become a small payment institution or a small EMI.