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Showing 1 to 10 of 3329 search results for must register.

  1. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 08/01/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  2. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 08/01/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  4. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  5. Gabriel reporting

    Registers and systems Published: 04/05/2016 Last modified: 18/01/2021
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.
  6. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 04/01/2021
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  7. UK EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  8. Apply to become a small payment institution (SPI) or a small EMI

    New firm authorisation Electronic money and payment institutions Published: 12/05/2015 Last modified: 29/07/2020
    Find out how to become a small payment institution or a small EMI.
  9. FCA becomes AML and CTF supervisor of UK cryptoasset activities

    News stories Published: 10/01/2020 Last modified: 10/01/2020
    FCA becomes AML and CTF supervisor of UK cryptoasset activities
  10. Mortgage advice

    Know your rights Published: 04/04/2016 Last modified: 03/09/2020
    When you apply for a mortgage, you might speak to a mortgage adviser, or you might research your own deal. Find out what each approach means for you.