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AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Crypto investment scams
Find out how crypto investment scams work, how to avoid them and what to do if you’re scammed. -
Investors in CF Arch cru funds must ask adviser for review
Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme. -
FCA operating service metrics 2021/22
The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22. -
FINANCE-CAPITALINVEST / FINANCE-CAPITALINVEST.NET
FINANCE-CAPITALINVEST / FINANCE-CAPITALINVEST.NET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Regimes for EEA firms and investment funds that passported into the UK
EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business. -
Cultural evolution: how culture must change to meet expectations
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum. -
Wholesale markets firm applicants
If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first. -
Requests for letters of goodstanding
Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register.. ... The letters must notbe disclosed to any third parties without our prior written consent. -
Limited Network Exclusion (LNE)
The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.