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Showing 81 to 90 of 3529 search results for must register.

  1. Loans and credit

    Know your rights Published: 04/04/2016 Last modified: 14/04/2020
    Always check whether a firm can legally offer loans and credit to consumers before you deal with them.
  2. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Notifications and applications under EMIR fall into certain categories. Read more about these notifications and applications in the EMIR and EMIR REFIT regulation and the relevant technical standards.
  3. Professional standards: advisers

    Tasks for regulated firms Financial advisers Published: 21/12/2015 Last modified: 16/05/2016
    All advisers must meet professional standards that we set and enforce.
  4. Limited network exclusion (LNE)

    Last modified: 15/08/2018
    6. Businesses operating under the LNE will be entered onto the FCA’s Financial Services Register along with a description of the services provided under the exclusion. ... 7. If the conditions for notification are met on 13 January 2019, a business
  5. Application form

    Last modified: 16/10/2020
    Application form. First published: 15/12/2016 Last updated: 16/10/2020. Share page. We haveset up the Advice Unit to provide regulatory feedback to firms developing automated advice models that have the potential to deliver lower cost financial
  6. New Financial Services Register

    News stories Published: 07/09/2015 Last modified: 08/11/2016
    New Financial Services Register. News stories First published:. 07/09/2015. Last updated: 08/11/2016. ... The Mutuals Public Register and Regulated Covered Bonds Register are not included in the new Financial Services Register.
  7. Cryptoasset investment scams

    ScamSmart Consumers Scams Last modified: 17/11/2020
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you are scammed.
  8. Brexit: frequently asked questions

    Firms Published: 09/12/2020 Last modified: 31/12/2020
    Find out more about Brexit and preparing your firm for the end of the transition period.
  9. Benchmarks supervision

    Markets Published: 22/04/2016 Last modified: 31/12/2020
    Benchmark administrators and supervised contributors are supervised by the Benchmarks Supervision team, a specialist team within our Wholesale Supervision division.
  10. iCash

    Warnings Published: 02/12/2014 Last modified: 02/12/2014
    We believe this firm has been carrying out consumer credit activities in the UK without our permission or authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.