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Showing 71 to 80 of 3548 search results for must register.

  1. Listing and sponsor fees

    Markets Published: 03/05/2016 Last modified: 06/08/2020
    Information on fees payable by issuers and sponsors.

  2. Amend a recognised fund

    Tasks for regulated firms Published: 11/05/2015 Last modified: 07/01/2021
    To amend a recognised fund you must send us a notification for approval of the proposed change. You can only make the change after we have approved it and you notify us that the change has been made.

  3. Using claims management companies

    Know your rights Published: 07/03/2019 Last modified: 22/09/2020
    The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs.

  4. Mortgage lenders and intermediaries

    Firms Mortgage lenders and intermediaries Last modified: 11/01/2021
    Information for mortgage lenders and intermediaries.

  5. Passporting under PSD2

    Tasks for regulated firms Published: 02/02/2017 Last modified: 18/05/2018
    Find out about the changes introduced by PSD2 to the passporting process and the important deadlines you need to know about.

  6. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 06/08/2020
    Money laundering regulations give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.

  7. RCB key documents

    Registers and systems Published: 13/05/2016 Last modified: 21/12/2020
    Find our key documents and all other relevant information, including newsletters and research, on the regulated covered bonds regime.

  8. Changes to your bank account

    Consumers Published: 27/04/2016 Last modified: 12/05/2020
    Find out what a bank or building society must do if it wants to make changes to your account

  9. Loans and credit

    Know your rights Published: 04/04/2016 Last modified: 14/04/2020
    Always check whether a firm can legally offer loans and credit to consumers before you deal with them.

  10. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Notifications and applications under EMIR fall into certain categories. Read more about these notifications and applications in the EMIR and EMIR REFIT regulation and the relevant technical standards.