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Showing 41 to 50 of 3529 search results for must register.

  1. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register.. ... The letters must notbe disclosed to any third parties without our prior written consent.

  2. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 07/01/2021
    We have become the UK regulator of trade repositories (TRs).

  3. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 15/01/2021
    Our authorisation process

  4. Regulated covered bonds

    Firms Focus areas Regulated markets Published: 13/05/2016 Last modified: 13/11/2017
    Read more about the key features of the UK regime for regulated covered bonds. This page should not be interpreted as formal FCA guidance.

  5. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 31/12/2020
    There are 2 regimes to help firms and investment funds that previously passported into the UK to either continue operating in the UK or conduct an orderly exit from the UK market.

  6. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 04/01/2021
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with us.

  7. Finding an adviser

    Consumers Published: 18/04/2016 Last modified: 19/06/2020
    It can be tricky to know how to find a financial adviser, especially if you’re looking for the first time. Read our tips to help you get started.

  8. Mortgage fraud

    Know your rights Published: 04/04/2016 Last modified: 03/09/2020
    Mortgage fraud is when individuals defraud a lender through the mortgage process. This is a crime. Find out more about how to protect yourself.

  9. Financial Advisers

    Financial advisers Last modified: 08/10/2020
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.

  10. Homepage

    Last modified: 23/02/2021
    The Financial Conduct Authority is the conduct regulator for 58,000 financial services firms and financial markets in the UK and the prudential regulator for over 24,000 of those firms.