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Showing 81 to 90 of 677 search results for mifid ii.
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Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
FCA approach to MiFID transparency calculations
We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association
Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association. -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
From the meeting held on 22 October 2015. -
MiFID Annex Form [docx]
Application for Authorisation. -
MiFID Annex Notes [docx]
MiFID Annex Notes -
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II. -
CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments
We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.