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MiFID II passporting application form: service passport [pdf]
MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
MiFID II Conduct Forum, April 2016: presentation [pdf]
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Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 8 June 2015 -
FCA Connect
FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 17 July 2015 -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
From the meeting held on 14 September 2015. -
MiFID II passporting application form: MTF/OTF notification [pdf]
MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.