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Showing 61 to 70 of 676 search results for mifid ii.

  1. MiFID II passporting application form: service passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport
  2. Event costs

    Last modified: 23/02/2023
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.
  3. MiFID II Conduct Forum, April 2016: presentation [pdf]

    Systems information Published: 10/05/2016 Last modified: 04/08/2016
  4. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.
  5. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 29/06/2015 Last modified: 29/06/2015
    Held on 8 June 2015
  6. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  7. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and
  8. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 10/08/2015 Last modified: 26/11/2015
    Held on 17 July 2015
  9. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 25/09/2015 Last modified: 26/11/2015
    From the meeting held on 14 September 2015.
  10. MiFID II passporting application form: MTF/OTF notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.