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Showing 51 to 60 of 676 search results for mifid ii.
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Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]
From the meeting held on 26 May 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]
From the meeting held on 25 April 2016. -
Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]
From the meeting held on 18 April 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]
From the meeting held on 17 March 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]
From the meeting held on 6 September 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]
From the meeting held on 3 August 2016. -
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]
UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA. -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy -
MiFID II passporting application form: Branch passport [pdf]
MiFID II notice of intention to establish a branch or change branch particulars.