Search results
Showing 31 to 40 of 677 search results for mifid ii.
-
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
MiFID II Research and Inducement [pdf]
-
PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II
This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018. -
MiFID II – Application and notification user guide [pdf]
This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II. -
Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]
Trading venue MiFID notification and application guide. -
MIFID II Ancillary Activity Exemption – Notification Guide [pdf]
Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption. -
UK actions under MiFID II Articles 32 and 52 [xlsx]
Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52. -
Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]
From the meeting held on 6 October 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]
From the meeting held on 6 December 2016.