Search results

Showing 21 to 30 of 677 search results for mifid ii.

21. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms.

22. MiFID II conference: Best execution [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

23. MiFID II conference: Third countries [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

24. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

25. [pdf]

    Documents Published: 03/01/2017 Last modified: 10/05/2018

26. MiFID II Investment Research [pdf]

    Impact assessments Published: 04/07/2018

27. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

28. MiFID II Best Execution [pdf]

    Impact assessments Published: 04/07/2018

29. MiFID II Client Categorisation [pdf]

    Impact assessments Published: 04/07/2018

30. MiFID II Disclosure Requirements [pdf]

    Impact assessments Published: 04/07/2018