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Showing 11 to 20 of 676 search results for mifid ii.

  1. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. MiFID II Taping [pdf]

    Impact assessments Published: 04/07/2018
  3. [pdf]

    Documents Published: 26/03/2015 Last modified: 26/03/2015
  4. MiFID II Inducements [pdf]

    Impact assessments Published: 04/07/2018
  5. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018
  6. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016
  7. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.
  8. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.
  9. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.
  10. MiFID II wholesale firms conference 2015

    News stories Published: 30/10/2015 Last modified: 11/11/2015
    MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. ... See our updates on:. Sign up to receive regular emails about MiFID II.