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Showing 72 to 81 of 102 search results for measuring and assessing culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
The FCA's response to COVID-19 and expectations for 2020
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival. -
Building Societies and the Future of Retail Banking
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester. -
City Week: how regulation can help the UK lead in Fintech
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
Effective compliance with the Market Abuse Regulation – a state of mind
Fundamentally, in the work that the department undertakes in assessing the eligibility of securities to be listed and also in assessing that the necessary disclosures are in place, the team is ... systems, controls (and dare I say it), culture in place, -
FCA publishes final rules to make those in the banking sector more accountable
Martin Wheatley, Financial Conduct Authority chief executive, commented:. "Today we have given clarity on rules that will embed personal accountability into the culture of The City. ... In June 2013, the Parliamentary Commission for Banking Standards -
Occasional Paper No. 33: Choices of dominated mortgage products by UK consumers
As part of the mortgages market study, the FCA wanted to understand the extent to which UK consumers might save money when buying a mortgage and to understand what may be driving some to buy more expensive mortgages. This Occasional Paper -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Retail and Wholesale Banking: review of firms’ whistleblowing arrangements
We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements. -
Consumer Duty: Findings from our review of fair value frameworks
Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.