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Showing 91 to 100 of 1392 search results for know your customer.
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How to claim compensation if a firm fails
If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
CCR007 consumer credit data: how to complete the return
Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form. -
Our supervision overview
Speech by Clive Adamson, Director of Supervision, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Safe custody services firm review findings
Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice -
Apply for a waiver or modification
Find out how to apply to us for a waiver or modification of Handbook rules. -
Whistleblowing in practice: Case studies
Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms. -
Financial Sanctions
Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach. -
Innovation Pathways
Innovation Pathways helps financial services firms launch innovative products and services. Learn more about FCA support offered and who can apply. -
5 questions to ask before you invest
To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.