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Showing 71 to 80 of 1039 search results for know your customer.

  1. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Effectiveness and proportionality: our financial crime priorities

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.
  3. Money laundering and terrorist financing

    Focus areas Published: 03/08/2015 Last modified: 18/12/2020
    AML compliance is required from all FCA registered firms. Learn more about AML regulations and appointing a Money Laundering Reporting Officer.
  4. Whistleblowing in practice: Case studies

    Last modified: 21/10/2020
    Are you thinking about blowing the whistle on wrongdoing, or do you want to understand why whistleblowing is important? Find out how whistleblowing can help the FCA to act. 
  5. General insurance brokers: acting for commercial customers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2018
    Understand what we expect of general insurance brokers who arrange premium finance plans.
  6. Mortgage Lending in the post MMR world

    Speeches Published: 05/11/2014 Last modified: 10/11/2014
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending, Council of Mortgage Lenders Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Using payment service providers

    Know your rights Published: 28/02/2020 Last modified: 07/04/2021
    Find out more about non-bank payment providers, what protections you have if you use their services, and what happens if a provider fails.
  8. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 19/03/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  9. Brexit: information for life insurers in the UK about pensions and retirement income

    Firms Published: 26/02/2019 Last modified: 31/12/2020
    A focus for UK life insurers is their ability to continue to provide services to EEA-based customers (including expats).
  10. Competition and insurance

    Speeches Published: 02/06/2014 Last modified: 30/07/2015
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version.