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Showing 61 to 70 of 912 search results for know your customer.

  1. Pre-application stages

    New firm authorisation Published: 16/10/2017 Last modified: 20/04/2018
    What to consider when preparing your application.
  2. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.   
  3. Traded life policy investments

    Consumers Published: 18/04/2016 Last modified: 20/05/2020
    Find out more about traded life policy investments – or ‘death bonds’ – and why they are unsuitable for most investors.
  4. Requirements of approved persons

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/12/2019
    Requirements of approved persons
  5. Unregulated collective investment schemes

    Consumers Know your rights Published: 18/04/2016 Last modified: 20/05/2020
    Find out more about unregulated collective investment schemes (UCIS) and why you should be wary about investing in them.
  6. General insurance brokers: acting for commercial customers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2018
    Understand what we expect of general insurance brokers who arrange premium finance plans.
  7. 2019 Disclosure Log

    Last modified: 28/04/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 
  8. Anti-money Laundering Compliance

    Focus areas Published: 03/08/2015 Last modified: 17/06/2020
    AML compliance is required from all FCA registered firms. Learn more about AML regulations and appointing a Money Laundering Reporting Officer.
  9. Building on experience

    Speeches Published: 17/04/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.
  10. Effectiveness and proportionality: our financial crime priorities

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.