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Showing 41 to 50 of 1022 search results for know your customer.

  1. Whistleblowing in practice: Case studies

    Last modified: 21/10/2020
    Are you thinking about blowing the whistle on wrongdoing, or do you want to understand why whistleblowing is important? Find out how whistleblowing can help the FCA to act. 
  2. Regulatory Sandbox – application form

    Last modified: 16/06/2017
    A summary of the risks your idea may present to customers (both retail consumers and businesses). ... What type of customers will participate in your test and how do you intend to source these?
  3. Changes to your bank account

    Consumers Published: 27/04/2016 Last modified: 12/05/2020
    Find out what a bank or building society must do if it wants to make changes to your account
  4. Mortgages and coronavirus - enabling positive consumer outcomes

    Speeches Published: 08/10/2020 Last modified: 08/10/2020
    Jonathan Davidson, Executive Director of Supervision Retail and Authorisations, speech delivered online as introduction to Mortgage Forbearance Webinars, 30 September 2020.
  5. Appointed representatives and networks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/06/2016
    We expect you to have the right procedures to effectively monitor and control your business and networks of appointed representatives.
  6. Loans and credit

    Know your rights Published: 04/04/2016 Last modified: 14/04/2020
    Always check whether a firm can legally offer loans and credit to consumers before you deal with them.
  7. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.
  8. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Structured products

    Consumers Published: 18/04/2016 Last modified: 20/05/2020
    Find out more about structured products, what we expect from product providers, and what this means for you.
  10. About our data

    Last modified: 22/10/2020
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.