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Showing 31 to 40 of 1039 search results for know your customer.

  1. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Appointed representatives and networks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/06/2016
    We expect you to have the right procedures to effectively monitor and control your business and networks of appointed representatives.
  3. Safe custody services firm review findings

    Multi-firm reviews Published: 10/08/2016 Last modified: 18/05/2017
    Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice
  4. Structured products

    Consumers Published: 18/04/2016 Last modified: 20/05/2020
    Find out more about structured products, what we expect from product providers, and what this means for you.
  5. Regulatory Sandbox – application form

    Last modified: 16/06/2017
    A summary of the risks your idea may present to customers (both retail consumers and businesses). ... What type of customers will participate in your test and how do you intend to source these?
  6. Meeting the growth challenge

    Speeches Published: 15/05/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Regulating the funeral plans sector: what you need to know

    Firms Published: 05/02/2021 Last modified: 05/05/2021
    The FCA are taking responsibility for regulating the pre-paid funeral plans sector. Find out what this means for funeral plan providers and intermediaries. 
  8. SMEs and insurance brokers

    Consumers Published: 18/04/2016 Last modified: 16/04/2021
    Insurance brokers can play a valuable role in helping small or medium-sized enterprises (SMEs) arrange cover for their businesses. Find out more about their services.
  9. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.