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Showing 101 to 110 of 330 search results for joint pensions strategy.

  1. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 06/01/2022
    We explain below the Proxy Advisors Regulations, to who they apply, how to join our public list and how breaches can be reported.
  2. Examination standards

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/09/2020
    Our training and competence regime includes a list of appropriate qualifications for firm activities and services. The content and level of these qualifications is prescribed through appropriate examination standards.
  3. 2021 Disclosure Log

    Last modified: 17/05/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2021.
  4. New priorities for banking reform

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Regulation round-up March 2017

    Newsletters Published: 16/03/2017 Last modified: 16/03/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Regulation round-up April 2013

    Newsletters Published: 30/04/2013 Last modified: 13/05/2013
    We have banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him. ... The results of this first stage of
  8. The changing face of financial crime

    Speeches Published: 01/07/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 18/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the
  10. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.