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Showing 101 to 110 of 330 search results for joint pensions strategy.

101. Proxy advisors

     Markets Published: 18/12/2019 Last modified: 06/01/2022
     We explain below the Proxy Advisors Regulations, to who they apply, how to join our public list and how breaches can be reported.

102. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 24/09/2020
     Our training and competence regime includes a list of appropriate qualifications for firm activities and services. The content and level of these qualifications is prescribed through appropriate examination standards.

103. 2021 Disclosure Log

     Last modified: 17/05/2021
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2021.

104. New priorities for banking reform

     Speeches Published: 17/06/2015 Last modified: 17/06/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version.

105. Regulation round-up March 2017

     Newsletters Published: 16/03/2017 Last modified: 16/03/2017
     Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

106. 100 days of the FCA

     Speeches Published: 09/07/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

107. Regulation round-up April 2013

     Newsletters Published: 30/04/2013 Last modified: 13/05/2013
     We have banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him. ... The results of this first stage of

108. The changing face of financial crime

     Speeches Published: 01/07/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

109. Tackling the hard questions

     Speeches Published: 28/04/2016 Last modified: 18/01/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

110. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.