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Showing 11 to 20 of 151 search results for indigo income limited.

  1. Markets

    Markets Last modified: 15/10/2018
    FEMR: Fair and Effective Markets Review. FEMR was a comprehensive and forward-looking assessment of the way fixed income, currency and commodity (FICC) markets operate. ... Berkeley Burke SIPP Administration Limited in administration but SIPP business is
  2. Consumer credit income – what to report

    Tasks for regulated firms Published: 25/10/2017 Last modified: 19/09/2019
    We charge consumer credit firms annual fees based on the data in the CCR002 or CCR007. Find out what you need to report.
  3. Variation of permission application fee: consumer credit

    Tasks for regulated firms Published: 12/05/2015 Last modified: 20/06/2016
    See the application fees where an authorised firm applies for a variation of permission. The fee is a one-off payment and will be scaled according to the firm’s consumer credit income.
  4. Leighton High Income Fund (clone)

    Warnings Published: 18/09/2012 Last modified: 05/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  5. FCA statement on Connaught

    Statements Published: 10/03/2015 Last modified: 10/03/2015
    The Financial Conduct Authority today confirmed that it has withdrawn from the negotiations between Connaught Income Series 1 Fund (acting by its Liquidators) and its former operators, Capita Financial Managers Limited and Blue Gate Capital Limited. The FCA has now decided to formally investigate the activities of both operators. The FCA had been...
  6. Regulatory sandbox - cohort 5

    Focus areas Tasks for regulated firms Published: 29/04/2019 Last modified: 20/05/2019
    29 businesses have been accepted into cohort 5 of the regulatory sandbox to test innovative products, services, business models and delivery mechanisms.
  7. Knowing your customer and assessing their needs

    Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
    If you provide financial advice to retail clients, it's important to assess each customer's needs before making recommendations.
  8. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 04/12/2018
    the activities for which it is exempt are limited to insurance distribution activities only; and. ... A: An introducer appointed representative is an AR appointed by a firm whose scope of appointment is limited to:.
  9. Update on LF Woodford Equity Income Fund

    Statements Published: 05/06/2019 Last modified: 05/06/2019
    The Financial Conduct Authority (FCA) today provides an update following the announcement on Monday 3 June that dealing in the units of the LF Woodford Equity Income Fund (the 'Fund') had been suspended. This statement provides additional information about the purpose of suspension, the FCA's role and to address commentary around the decision to...
  10. Firms’ business models and cost recovery

    Last modified: 03/04/2017
    Firms that have proportionally higher levels of transacting consumers face bigger losses in income. ... This is due to reduced interest income in the months where there is the 0% promotional offer, and limited spending on the product combined with