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Showing 11 to 20 of 148 search results for indigo income limited.

  1. Markets

    Markets Last modified: 08/10/2019
    FCA Markets landing page.
  2. Life insurers and pension providers

    Life insurers and pension providers Last modified: 04/09/2019
    Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to.. ... Retirement Income Market Data. Trends in the retirement income market – October to March 2018.
  3. Update on the LF Woodford Equity Income Fund

    News stories Published: 15/10/2019 Last modified: 15/10/2019
    On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as practicable.
  4. FCA statement on Connaught

    Statements Published: 10/03/2015 Last modified: 10/03/2015
    The Financial Conduct Authority today confirmed that it has withdrawn from the negotiations between Connaught Income Series 1 Fund (acting by its Liquidators) and its former operators, Capita Financial Managers Limited and Blue Gate Capital Limited. The FCA has now decided to formally investigate the activities of both operators. The FCA had been...
  5. Update on LF Woodford Equity Income Fund

    Statements Published: 05/06/2019 Last modified: 05/06/2019
    The Financial Conduct Authority (FCA) today provides an update following the announcement on Monday 3 June that dealing in the units of the LF Woodford Equity Income Fund (the 'Fund') had been suspended. This statement provides additional information about the purpose of suspension, the FCA's role and to address commentary around the decision to...
  6. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 04/12/2018
    the activities for which it is exempt are limited to insurance distribution activities only; and. ... A: An introducer appointed representative is an AR appointed by a firm whose scope of appointment is limited to:.
  7. Knowing your customer and assessing their needs

    Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
    If you provide financial advice to retail clients, it's important to assess each customer's needs before making recommendations.
  8. Regulatory sandbox - cohort 5

    Focus areas Tasks for regulated firms Published: 29/04/2019 Last modified: 20/05/2019
    29 businesses have been accepted into cohort 5 of the regulatory sandbox to test innovative products, services, business models and delivery mechanisms.
  9. FCA fines Prudential £23,875,000 for failures relating to non-advised annuities sales

    Press Releases Published: 30/09/2019 Last modified: 30/09/2019
    The Financial Conduct Authority (FCA) has fined The Prudential Assurance Company Limited (Prudential) £23,875,000 for failures related to non-advised sales of annuities. 
  10. Transparency

    How we operate Published: 06/04/2016 Last modified: 27/01/2020
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.