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Showing 62 to 71 of 763 search results for implementation of the IDD.

  1. Post-implementation review of the Retail Distribution Review - Phase 1 [pdf]

    Research insights Published: 16/12/2014 Last modified: 03/08/2016
  2. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.
  3. PS16/2: Implementation of the UCITS V Directive

    Policy statements Published: 02/02/2016 Last modified: 02/02/2016
    In Part I of CP15/27 UCITS V Implementation and other changes to the Handbook affecting investment funds we consulted on proposed rules and guidance for implementing UCITS V Directive requirements, ... PS16/2 : Implementation of the UCITS V Directive [PDF
  4. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

    Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  5. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    FCA to ask firms for their views on MiFID II implementation. ... The EU legislative timetable for the implementation of MiFID II is challenging.
  6. Impact assessment: Implementation of the revised Transparency Directive [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the Implementation of the revised Transparency Directive. It has been verified by the Regulatory Policy Committee.
  7. PS16/13: Implementation of the Market Abuse Regulation

    Policy statements Published: 28/04/2016 Last modified: 13/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:
  8. Citigroup Investment / Citigroup Implementation Services Limited

    Warnings Published: 24/07/2015 Last modified: 24/07/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  9. Accountability, from debate to reality

    Speeches Published: 14/07/2015 Last modified: 19/04/2016
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

    Policy statements Published: 08/12/2017 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.