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Showing 72 to 81 of 391 search results for implement the IDD.

  1. FSA - GC11/17 [pdf]

    Guidance consultations Published: 12/07/2011 Last modified: 11/07/2016
    This paper is the next of a series issued by the FSA to assist firms and supervisors in understanding, assessing and enhancing the adequacy and effectiveness of operational risk (OR) frameworks used by firms to implement the standardised approach
  2. Regulation round-up February 2018

    Newsletters Published: 15/02/2018 Last modified: 21/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  3. Regulated covered bonds

    Firms Focus areas Regulated markets Published: 13/05/2016 Last modified: 13/11/2017
    Read more about the key features of the UK regime for regulated covered bonds. This page should not be interpreted as formal FCA guidance.
  4. Unfair contract terms

    Tasks for regulated firms Published: 06/05/2015 Last modified: 17/05/2018
    Find out about what we can do to tackle unfair contract terms in financial services contracts and what you should focus on.
  5. Preparing your firm for Brexit: end of the transition period

    Firms Published: 12/07/2018 Last modified: 28/07/2020
    Considerations to help firms consider if or how they will be affected by the end of the transition period, and what action they may need to take.
  6. Regulation round-up March 2017

    Newsletters Published: 16/03/2017 Last modified: 16/03/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  7. CRD IV communication to firms about remaining on BIPRU (CRD III) [pdf]

    Correspondence Published: 15/10/2013 Last modified: 03/08/2016
    BIPRU implements most of the rules for the current EU Capital Requirements Directive (CRD III). From 1 January 2014, a new set of prudential requirements will replace the BIPRU sourcebook for investment firms subject to the EU’s Capital
  8. Passporting rights for appointed representatives or tied agents

    Tasks for regulated firms Published: 13/05/2015 Last modified: 04/12/2018
    A UK appointed representative (AR) has its own passporting rights under the Insurance Distribution Directive (IDD) and does not have to rely on its principal's passporting rights.
  9. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Cysylltwch â Ni

    Last modified: 04/02/2019
    Defnyddwyr (a phobl sy'n cynrychioli defnyddwyr)