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Showing 42 to 51 of 516 search results for implement the IDD.

  1. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  2. Update on Brexit delay

    Statements Published: 11/04/2019 Last modified: 11/04/2019
    It has been confirmed the UK will not leave the EU on 12 April. The FCA will not implement its preparations for Brexit this weekend.
  3. Durable medium

    Tasks for firms Published: 06/03/2017 Last modified: 14/09/2023
    The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication.
  4. Consumer Duty firm survey – Spring 2023

    Data Published: 28/06/2023 Last modified: 28/06/2023
    The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are
  5. UK’s exit from the EU delayed

    Statements Published: 30/10/2019 Last modified: 30/10/2019
    The EU and the UK have agreed to extend the date for the UK’s departure from the EU. As a result, firms do not need to take action to implement Brexit contingency plans for 31 October.
  6. PS18/25: Implementation of the EU Securitisation Regulation and the amendment to the Capital Requirements Regulation (including DEPP and EG changes) – Final and near-final rules [pdf]

    Policy statements Published: 19/12/2018
    This Policy Statement (PS) sets out the final and near-final rules that implement the EU Securitisation Regulation and CRR Amendment. This PS follows our Consultation Papers CP18/22 (August 2018) and CP18/30 (October 2018).
  7. FSA - GC11/17 [pdf]

    Guidance consultations Published: 12/07/2011 Last modified: 11/07/2016
    This paper is the next of a series issued by the FSA to assist firms and supervisors in understanding, assessing and enhancing the adequacy and effectiveness of operational risk (OR) frameworks used by firms to implement the standardised approach
  8. FSA - FG11/21 [pdf]

    Finalised guidance Published: 08/11/2011 Last modified: 20/10/2014
    This paper is the next of a series issued by the FSA to assist firms and supervisors in understanding, assessing and enhancing the adequacy and effectiveness of operational risk (OR) frameworks used by firms to implement the standardised approach
  9. CP16/1: Consequential changes to the Senior Managers Regime [pdf]

    Consultation papers Published: 06/01/2016 Last modified: 23/02/2016
    This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and
  10. PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]

    Policy statements Published: 15/02/2016 Last modified: 15/02/2016
    This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers.