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Showing 152 to 161 of 454 search results for healthy firm culture.

  1. Leadership and conduct

    Speeches Published: 31/03/2014 Last modified: 31/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Protect yourself from fake FCA communications

    Consumers Scams Published: 18/02/2021 Last modified: 19/08/2021
    Scammers may claim to work for us to try and get you to reveal important financial information. Find out how to spot and avoid this type of scam.
  3. Webinar: using assessment as a tool to understand culture

    Events Last modified: 04/02/2020
    Webinar
  4. Market Watch 66

    Newsletters Published: 11/01/2021 Last modified: 22/01/2021
    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.
  5. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017
  6. Mortgage lenders and intermediaries

    Firms Mortgage lenders and intermediaries Last modified: 23/09/2021
    Information for mortgage lenders and intermediaries.
  7. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.
  8. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    In addition to calls for stricter penalties for offenders, we have seen notably higher fines imposed since the pre-crisis period, while scrutiny of the culture in financial service firms has ... In such examples, the culture of the organisation, what
  9. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.
  10. Confidence to crisis and back

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.