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Showing 1 to 10 of 646 search results for firms meet Know your Customer.

1. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

2. How to apply for authorisation or registration

   Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
   If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

3. Insurance: business practice, suitability and eligibility

   Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
   The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

4. The FCA’s role in promoting innovation

   Speeches Published: 22/09/2016 Last modified: 22/09/2016
   Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

5. A more effective approach to combatting financial crime

   Speeches Published: 21/09/2016 Last modified: 29/09/2016
   Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

6. UK FinTech: Regulating for innovation

   Speeches Published: 23/02/2016 Last modified: 23/02/2016
   Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered

7. Appointed representatives and networks

   Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
   Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

8. Apply to become a debt firm

   Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
   Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

9. Apply to become a claims management company

   Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
   Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

10. Consumer credit – Treating customers fairly

    Consumer credit firms Published: 23/04/2019 Last modified: 16/02/2023
    We set out why treating customers fairly should be at the heart of your business.