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Showing 1 to 10 of 647 search results for firms meet know your customer.

1. Reaping the rewards of investing in women

   Speeches Published: 16/04/2024 Last modified: 24/04/2024
   Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference

2. How to apply for authorisation or registration

   Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
   If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

3. Insurance: business practice, suitability and eligibility

   Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
   The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

4. Promoting competitiveness is a juggling act

   Speeches Published: 18/04/2024 Last modified: 18/04/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

5. The FCA’s role in promoting innovation

   Speeches Published: 22/09/2016 Last modified: 22/09/2016
   Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

6. UK FinTech: Regulating for innovation

   Speeches Published: 23/02/2016 Last modified: 23/02/2016
   Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered

7. A more effective approach to combatting financial crime

   Speeches Published: 21/09/2016 Last modified: 29/09/2016
   Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

8. Apply to become a debt firm

   Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
   Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

9. Appointed representatives and networks

   Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
   Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

10. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.