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Showing 62 to 71 of 21139 search results for firm's culture.

  1. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  2. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Consumer Duty – information for firms

    Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.
  4. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.
  5. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.
  6. Our gender and ethnicity pay gaps 2019

    Data Published: 19/11/2018 Last modified: 10/06/2022
    We report on our gender and ethnicity pay gaps.
  7. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  8. DP20/1: Transforming culture in financial services – driving purposeful cultures [pdf]

    Discussion papers Published: 05/03/2020
    Read about the role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms.
  9. Hart Culture C.I.C. / Hart Culture Credit Union

    Warnings Published: 15/11/2022 Last modified: 15/11/2022
    Hart Culture C.I.C. / Hart Culture Credit Union is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.