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Showing 121 to 130 of 15196 search results for firm's culture.

  1. Risk and returns

    InvestSmart Last modified: 15/10/2021
    Understand what we mean by risk, and that the more adventurous you are, the greater the chances that things don’t go the way you want.
  2. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.
  3. Treating vulnerable consumers fairly

    Tasks for regulated firms Focus areas Published: 28/07/2020 Last modified: 26/07/2021
    Our work on the fair treatment of vulnerable customers, including why vulnerability matters and how it affects your firm.
  4. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 17/02/2020
    Find out how your firm can register on Connect.
  5. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 12/07/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  6. DP20/1: Transforming culture in financial services – driving purposeful cultures [pdf]

    Discussion papers Published: 05/03/2020
    Read about the role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms.
  7. UK AIFM and NPPR fees

    Tasks for regulated firms Published: 08/06/2016 Last modified: 08/06/2021
    Find out about fees for authorised and registered AIFMs, and the National Private Placement Regime (NPPR).
  8. Confidence to crisis and back

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Funeral plan providers and intermediaries

    Last modified: 12/11/2021
    On 29 July 2022, the FCA will start regulating the pre-paid funeral plans sector. Read all our resources for firms.
  10. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.