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Showing 1 to 10 of 14836 search results for firm's culture.

  1. Firms

    Firms Last modified: 14/10/2021
    Tasks for regulated firms and authorisation information for new firms
  2. Culture and governance

    Tasks for regulated firms Firms Published: 12/05/2015 Last modified: 03/08/2020
    Read about the FCA's work on culture and governance, including details of how to get involved.
  3. Firm specific complaints data

    Data Published: 28/10/2021 Last modified: 28/10/2021
    The FCA provides complaints data at firm level by different product categories. The data can be accessed through the firm specific sortable tables or downloaded in Excel.
  4. Whistleblowing in practice: Case studies

    Last modified: 25/11/2021
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act. 
  5. Recognition and incentives

    Tasks for regulated firms Published: 12/05/2015 Last modified: 12/12/2019
    Read about the FCA's work on culture and governance, including details of how to get involved.
  6. Diversity and inclusion: Our role as a regulator

    About us Published: 10/09/2020 Last modified: 27/10/2021
    We want to see more diversity across regulated firms and listed companies. Find out about the work the FCA is doing towards this goal.
  7. Culture and governance

    Speeches Published: 11/11/2015 Last modified: 24/11/2015
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Culture in financial institutions: it’s everywhere and nowhere

    Speeches Published: 16/03/2017 Last modified: 20/03/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors.
  9. Payment Institutions

    Firms Electronic money and payment institutions Last modified: 29/11/2021
    Authorisation for payment institutions are applied under the Revised Payment Services Directive (PSD2). Read more and learn how to submit your application.
  10. From regulator to firm to consumer: a virtuous chain of events

    Speeches Published: 18/03/2021 Last modified: 18/03/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.