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Showing 82 to 91 of 744 search results for firm culture and governance.

  1. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.
  2. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  3. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.
  4. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    In addition to calls for stricter penalties for offenders, we have seen notably higher fines imposed since the pre-crisis period, while scrutiny of the culture in financial service firms has ... Recent history tells us that groupthink in firms, where
  5. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Banks, building societies and credit unions

    Firms Banks building societies and credit unions Last modified: 23/09/2021
    Banks, building societies and credit unions landing page
  7. IDD: delivering clear, fair outcomes for consumers from the insurance sector

    Focus areas Published: 04/12/2018 Last modified: 04/12/2018
    The Insurance Distribution Directive (IDD) replaced the Insurance Mediation Directive (IMD) on 1 October 2018. As a result, we have a number of requirements in our Handbook which apply to firms distributing insurance.
  8. Regulation round-up July 2018

    Newsletters Published: 26/07/2018 Last modified: 13/12/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    an issue; does the firm know who is accountable for what within their firms and do they hold them to account? ... We agree - financial incentive schemes are often a good clue to a firm’s culture.
  10. FCA Enforcement Conference: Our part in changing culture

    News stories Published: 05/12/2014 Last modified: 05/12/2014
    The conference was an opportunity for us to hear industry views, and to share how lessons learned from Enforcement cases can be turned into good practice for firms. ... our penalties framework. lessons learned in the areas of consumer credit, benchmarks