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Showing 122 to 131 of 845 search results for firm culture and governance.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. House of Commons Treasury Committee’s ‘Sexism in the City’ report

    Statements Published: 08/03/2024 Last modified: 08/03/2024
    The FCA shares the Committee’s view that there is an important role for regulators to play.

  3. The future of regulation: AI for consumer good

    Speeches Published: 16/07/2019 Last modified: 16/07/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Alan Turing Institute.

  4. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Consumers may be interested in how our approach sits within our initiative to improve culture and governance in firms.

  5. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

  6. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    Nor should we forget market structure, competitive dynamics such as firms’ strategies under imperfect competition, information, culture, values, emotions, beliefs, behavioural biases, and more.All of which influence and in some ... consumer advocacy

  8. FCA extends the Senior Managers and Certification Regime to 47,000 firms

    Firms News stories Published: 09/12/2019 Last modified: 09/12/2019
    FCA extends the Senior Managers and Certification Regime to 47,000 firms

  9. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/02/2022
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.

  10. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  11. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.